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The Adviser
About L. Roy Papp & Associates, LLP, adviser to the fund
L. Roy Papp & Associates, LLP was founded in 1978 in Phoenix, AZ and is a registered investment adviser serving a broad base of clients including high net worth, pension & profit sharing, charitable and corporate. The firm specializes in providing comprehensive wealth management services that are uniquely structured to each client’s financial situation, investment goals and advisory needs.
The firm has a stable team of highly qualified investment professionals with a broad range of expertise across various areas of investment practice. There are 11 partners with an average of over 25 years’ experience. Eight of the professionals within L. Roy Papp & Associates, LLP hold the Chartered Financial Analyst® designation and one is a Certified Public Accountant.
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| HARRY A. PAPP, CFA - MANAGING PARTNER |
- Joined L. Roy Papp & Associates, LLP in 1981
- Financial professional since 1978
- Prior experience – G.D. Searle & Co.
- M.B.A., University of Chicago
- M.S., University of Chicago
- A.B., Brown University
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| ROSELLEN C. PAPP, CFA - PARTNER |
- Joined L. Roy Papp & Associates, LLP in 1981
- Financial professional since 1978
- Prior experience – G.D. Searle & Co.
- M.M., Northwestern University
- B.B.A., University of Michigan
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| JEFFREY N. EDWARDS, CFA - PARTNER |
- Joined L. Roy Papp & Associates, LLP in 1987
- Financial professional since 1982
- Prior experience – First Tier Bank of Lincoln, Nebraska
- M.B.A., University of Nebraska
- B.A., Hastings College
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| VICTORIA S. CAVALLERO, CFA - PARTNER |
- Joined L. Roy Papp & Associates, LLP in 1987
- Financial professional since 1981
- M.B.A., Western International University
- B.S., Western International University
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| JULIE A. HEIN, CPA - PARTNER |
- Joined L. Roy Papp & Associates, LLP in 1990
- Financial professional since 1984
- Prior experience – Thomas, Zollars & Lynch, Ltd.
- B.S., Montana State University
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| RUSSELL A. BIEHL - PARTNER |
- Rejoined L. Roy Papp & Associates, LLP in 2015
- Finance professional since 1985
- Prior experience - Classic Investment Management, RTS Private Wealth Management, Harris Bank, Bank of America and Valley National Bank of Arizona
- M.B.A., Arizona State University
- B. S., Arizona State University
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| BRIAN RIORDAN, CFA- PARTNER |
- Joined L. Roy Papp & Associates, LLP in 2004
- Financial professional since 1997
- Prior experience – Neuberger Berman, Sanford C. Bernstein, IBM
- M.B.A., Arizona State University
- B.S., Villanova University
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| CHRISTOPHER L. SCHAEFER, CFA - PARTNER |
- Joined L. Roy Papp & Associates, LLP in 2005
- Financial professional since 1997
- Prior experience – Wells Fargo Private Client Services
- B.S., Arizona State University
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| GREG SMITH, CFA - PARTNER |
- Joined L. Roy Papp & Associates, LLP in 2005
- Financial professional since 1996
- Prior experience – Barclays Global Investors, Caremark, Sun Health Corp.
- M.B.A., Arizona State University
- B.S., Santa Clara University
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| Matthew Baum, CFA- PARTNER |
- Joined L. Roy Papp & Associates, LLP in 2016
- Financial professional since 2009
- Prior experience – Morgan Stanley and the Office of the Comptroller of the Currency
- B.S., University of Arizona
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| Judi Macias, PARTNER |
- Joined L. Roy Papp & Associates, LLP in 1992
- Financial professional since 1989
- Prior experience –Laubham & Boles CPAs
- Series 65 licensed
- Holds the CFA Investment Foundations Certificate
- Level I Candidate in the CFA Program
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COMMITTMENT TO
THE COMMUNITY |
At L. Roy Papp &
Associates., we believe in the importance of civic involvement. Our partners and staff actively participate with the following organizations:
All Saints Lutheran Church
Arizona 5 Arts Circle
Arizona Regional Building Committee 1
Arizona State Board of Investment
Arizona State University Foundation
Arizona State University SIM Fund - Advisory Board
Blue Cross Blue Shield
Boy Scouts of America - Grand Canyon Council
CFA Institute
CFA Society Phoenix
Childrens Cancer Network
Community Health Charities
Copper Ridge School
Desert Botanical Garden
Digital Antiquities
Flinn Foundation
Girl Scouts Arizona – Cactus Pine
Hidden Hills Elementary
Institute of Human Origins
Live Love
Old Scottsdale Youth Baseball
Our Lady of Perpetual Help School
Phoenix Art Museum
Phoenix Zoo
Southwest Center for HIV/AIDS
Valley of the Sun YMCA
Wharton Foundation
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L. Roy Papp & Associates, LLP | 2201 E. Camelback Road, Suite 227B, Phoenix, AZ 85016 | P 602.956.0980 | F 602.956.1985
Privacy Policy | Contact Us |
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Mutual fund investing involves risk, including the potential loss of principal.
Small and mid‐sized companies may offer the potential for higher returns, but are also subject to greater short‐term price fluctuations than larger, more established companies. The Fund invests in a limited number of securities and, as a result, the Fund's performance may be more volatile than the performance of other funds, holding more securities. At times, the Fund's investments may represent industries or industry sectors that are interrelated or have common risks, making it more susceptible to any economic, political, or regulatory developments or other risks affecting those industries and sectors.
An investor should consider the investment objectives, risks, charges, and expenses of the Fund carefully before investing. The prospectus contains this and other information about the Fund. A copy of the prospectus is available by calling Shareholder Services at 877.370.7277 or from the section of this website. The prospectus should be read carefully before investing.
Distributed by Ultimus Fund Distributors, LLC
The banner image is from a painting by Ed Mell that hangs in the firm's office.
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